跨國銀行之企業道德實踐與經營績效之比較研究

Ethics Practice and Business Performance _ Comparison Study of the World’s Biggest Banks and the World’s Most Ethical Banks

朴梧映(Oh-Young Park)

指導教授 ： 吳學良 教授 ； 謝冠雄 教授

國立臺灣大學/管理學院/企業管理碩士專班/碩士(2013年)

https://doi.org/10.6342/NTU.2013.01047

摘要

無資料

關鍵字

企業道德實踐 ； 跨國銀行 ； 經營績效

並列摘要

In the highly competitive global banking industry, we have faced ceaseless financial scandals for the last few decades. Above all things, the Global Financial Crisis from 2007 to 2009 raised multiple questions regarding the moral hazard of the industry. And the fundamental reason of the misconduct started from pursuing performance regardless of means.
Therefore this thesis aimed to research the relationship between the ethics practice and business performance by the comparison study of the world’s top banks. The research factors of the Ethics Practice include the codes analysis, the number of scandals, and the amounts paid for violations and settlements. Also the factors of the Business Performance include ROE, revenue growth rate, and the stock performance. We hope this study can contribute to the major players in the industry to reconsider their methods of driving performance.

並列關鍵字

Ethics practice ； Multinational bank ； Financial institution ； Business performance

參考文獻

Michael C. Jensen, 2003, Paying People to Lie: the Truth about the Budgeting Process, European Financial Management (p.379-406), September, p.380

Linda S. Goldberg, 2008, Understanding Banking Sector Globalization, the Federal Reserve Bank of New York, p.2

Christine Oliver, 1991, an article ‘Strategic Responses to Institutional Processes’ on Academy of Management Review, p.147 Table 1

Basel Committee on Banking Supervision, April 2005, “Compliance and the compliance function in banks”

John R. Boatright, 2008, Ethics in Finance 2nd edition, Blackwell Publishing, p.4