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作者(中文):潘思翰
論文名稱(中文):經濟理論的操作性 以韋伯倫的《企業理論》為個案研究之經濟思想史分析
論文名稱(外文):Operational Variables in Thorstein Veblen's The Theory of Business Enterprise
指導教授(中文):趙相科
指導教授(外文):Hsiang-Ke Chao
學位類別:碩士
校院名稱:國立清華大學
系所名稱:經濟學系
學號:914906
出版年(民國):95
畢業學年度:94
語文別:中文
論文頁數:62
中文關鍵詞:韋伯倫企業理論操作主義
外文關鍵詞:Thorstein VeblenThe Theory of Business EnterpriseOperationalism
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韋伯倫1904年的著作《企業理論》對於現代個體理論和總體理論都有重要的研究價值。該書對於許多經濟現象做出精闢的分析,例如廠商規模、企業競爭、景氣循環和長期蕭條等,然而卻未獲得經濟學界的重視。本文試圖對於《企業理論》做出適當的現代詮釋,並且檢討 Blaug 用「變數操作性」作為區別凱因斯的《一般理論》和之前的總體經濟理論的標準是否可以解釋《企業理論》不受重視的原因。

本文將該書的經濟理論歸納整理為生產理論、競爭理論、資本理論、循環理論與蕭條理論,並且運用現代的經濟學術語詳細說明。而後本文依序介紹 Percy Bridgman 的操作主義與 Paul Samuelson 的操作主義,而後建立廣義操作主義的標準。透過應用該標準檢討《企業理論》中的變數操作性,本文發現 Blaug(1997)用「變數操作性」作為區別《一般理論》和之前的總體經濟理論的標準對《企業理論》的循環和蕭條理論是成立的,但是對於《企業理論》的資本理論、生產理論須再作斟酌。《企業理論》的蕭條理論未受重視的原因很有可能是變數缺乏操作性,因此後續研究者無法蒐集資料,設法證實理論和現象相符,以及精煉理論。本文認為無法將變數缺乏操作性作為解釋《企業理論》中的資本理論和生產理論不受重視的原因。
Historian and methodologist of economics Mark Blaug has pointed out that the existence of operational variables might be a reason for economists to accept the Keynesian macroeconomic theory and to reject Thorstein Veblen’s theory, which does not include variables as such, as a mainstream. In order to examine Blaug’s suggested criterion for the success of an economic theory, we study Veblen’s illuminating but neglected book The Theory of Business Enterprise. Different definitions of the term ‘operational’ are developed according to various versions of operationalism of Percy Bridgman and Paul Samuelson. We find operational variables in Veblen’s business cycles and depression theory but not in his capital and production theory. We conclude that Blaug’s assertion cannot fully explain the emergence of successful theories in the history of economics.
第一章 前言................................................1
1.1 研究動機.............................................1
1.2 文獻回顧.............................................6
第二章 簡介《企業理論》...................................11
2.1 《企業理論》大意....................................11
2.2 生產理論............................................15
2.3 企業競爭理論........................................20
2.4 商業資本理論........................................23
2.4.1 資本定義........................................23
2.4.2 借貸信用........................................23
2.4.3 信用的成本和效益................................24
2.4.4 資金流向簡圖....................................25
2.4.5 資本定價........................................27
2.5 循環理論............................................31
2.6 蕭條理論............................................34
2.7 小結................................................39
第三章 操作主義和操作性...................................41
3.1 科學哲學的操作主義..................................41
3.2 經濟學的操作主義....................................43
3.2.1 Samuelson 的操作主義傾向........................43
3.2.2 Samuelson 移除效用抽象概念的努力................44
3.2.3 Samuelson 的操作主義與科學哲學的操作主義的比較..45
3.3 《企業理論》的操作性................................47
3.3.1 生產理論........................................48
3.3.2 商業資本........................................51
3.3.3 有效需求........................................53
3.4 小結................................................55
第四章 結語...............................................56
參考文獻..................................................59
中文部分

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Bohm-Bawerk, E.V. (1921) Positive Theory of Capital, Jena: G. Fischer. 趙秋巖譯(民國57年),《資本積極理論》,台北市:台灣銀行經濟研究室。

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Heilbroner, R.L. (1992) The Worldly Philosophers, 6th ed., NY: Simon and Schuster. 蔡伸章譯(民國86年),《改變歷史的經濟學家》,台北市:志文。

英文部分

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Blaug, M. (1980) The Methodology of Economics, Cambridge: Cambridge University Press.

Blaug, M. (1997) Economic Theory in Retrospect, 5th ed., Cambridge: Cambridge University Press.

Bridgman, P. (1927) The Logic of Modern Physics, New York: Macmillan Press.

Bridgman, P. (1936) The Nature of Physical Theory, New York: Macmillan Press.

Brockie, M.D. (1958) “The Cycle Theories of Veblen and Keynes Today” in Dowd, D.F., ed., Thorstein Veblen: A Critical Reappraisal, New York: Cornell University Press.

Chamberlin, E.H. (1933) The Theory of Monopolistic Competition, Cambridge: Harvard University Press.

Coase, R.H. (1937) “The Nature of the Firm”, Economica, Vol. 4, No. 16, pp. 386-405.

Cohen, J. (1995) “Samuelson’s Operationalist-Descriptivist Thesis”, Journal of Economic Methodology, Vol. 2, Issue 1, pp.53-78.

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Hicks, J. and Allen, R. (1934) “A Reconsideration of the Theory of Value”, Economica, Vol. 17, pp.52-76.

Hobson, J.A. (1896) The Problem of Unemployed, London: Methuen.

Johnston, J. (1960) Statistical Cost Analysis, New York: McGraw-Hill.

Keynes, J.M. (1936) The General Theory of Employment, Interest, and Money, New York: Harcourt Brace.

Kneodler, J.T. (1995) “Transaction Cost Theories of Business Enterprise from Williamson and Veblen: Convergence, Divergence, and Some Evidence”, Journal of Economic Issues, Vol. 29, No. 2, pp. 385-395.

Kneodler, J.T. (1997) “Veblen and Technical Efficiency”, Journal of Economic Issues, Vol. 31, No. 4, pp. 1011-1026.

Morgan, M.S. (1998) “Model” in Davis J.B., Hands D.W., Maki U., eds., The Handbook of Economic Methodology, pp.316-321, USA: E. Elgar.

Morgan, M.S. and Morrison, M. (1999) (eds.) Models as Mediators: Perspectives on Natural and Social Science, Cambridge: Cambridge University Press.

National Industrial Conference Board (1929) Industrial Standardization, New York: National Industrial Conference Board.

Rutherford, M. (1994) Institutions in Economics: The Old and the New Institutionalism, Cambridge: Cambridge University Press.

Samuelson, P. A. (1947) Foundations of Economic Analysis, Cambridge, Mass.: Harvard University Press.

Samuelson, P. A. (1963) “Problems of Methodology – Discussion”, American Economic Review, Vol. 53, pp. 231-236.

Samuelson, P. A. (1980) Economics, 11th ed., New York: McGraw-Hill.

Sawyer, S. (2004) “The Influence of Thorstein Veblen's Theory of Business Enterprise on the Economic Theories of Edward Chamberlin”, Journal of Economic Issues, Vol. 38, No. 2, pp.553-61.

Schultz, H. (1938) The Theory and Measurement of Demand, Chicago: University of Chicago Press.

Sweezy, P.M. (1958) “Veblen's Critique of the American Economy”, American Economic Review, Vol. 48, No. 2, pp. 21-29.

Thompson, G. (1954) “Intercompany Technical Standardization in the Early American Automobile Industry”, Journal of Economic History, Vol. 14, No. 1, pp. 1-20.

Trowbridge, W.P. (1882) “The Economy of Single-Acting Expansion Engines”, Transactions of the American Society of Mechanical Engineers, Vol. 3, pp.254-261.

Veblen, T.B. (1898) “Why is Economics not an Evolutionary Science?”, Quarterly Journal of Economics, Vol. 12, pp. 373-97.

Veblen, T.B. (1899) The Theory of the Leisure Class: An Economic Study of Institutions, New York: Macmillan.

Veblen, T.B. (1904) The Theory of Business Enterprise, New Brunswick, NJ: Charles Scribner’s Sons.

Vining, R. (1939) “Suggestions of Keynes in the Writings of Veblen”, Journal of Political Economy, Vol. 47, No. 5, pp. 692-704.

Wong, S. (1978) The Foundations of Paul Samuelson's Revealed Preference Theory: A Study by the Method of Rational Reconstruction, London: Routledge and Kegan Paul.
 
 
 
 
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