上海自貿區-對外開放與金融改革之研究

China(Shanghai)Free Trade Zone:A Study of On Opening Up and Financial Reform

林庭萱(Ting-Hsuan Lin)

指導教授 ： 李志強

淡江大學/國際研究學院/中國大陸研究所碩士班/碩士(2016年)

https://doi.org/10.6846/TKU.2016.00554

摘要

上海自由貿易試驗區(Shanghai Pilot Free Trade Zone)，簡稱上海自貿區，於2013年9月正式成立，其運作一年多之後，擴大其區域，不斷地推動投資、貿易、金融等領域的制度創新，且在建立與國際投資貿易通行銜接的制度框架上，為求達到貿易的便利性，自由貿易區不僅能吸引外資設廠，發展出口加工企業，也允許外資設立大的商業企業、金融機構等促進區內經濟綜合的發展。本研究想瞭解上海自貿區是如何吸引外資企業投資、在金融改革體制與貿易便利化政策中，充分利用地區通道的優勢，不必辦理海關手續 ，落實優惠稅收和特殊監管政策，這波金融改革相關的正負面效果以及開出負面清單制度，了解其設立背景及改革目標意涵、吸引外資投資機會與金融改革分析與探討以及上海自貿區現階段實施效果、挑戰與展望。
在經濟改革的需要下，由於中國大陸對外貿易的依存度高且經濟成長率趨緩，也有下降的趨勢，為了達到全球經濟貿易的整合效果，從自由貿易區做起或許是一個好的開始，所以應該要改善對外開放的程度，中國大陸為應對美國的威脅，也不得不開啟自由貿易區的路線；推動人民幣國際化也是上海自貿區發展背景與設立目標之一，需要建立資金的回流機制，為更好地推進金融改革創新先行先試，建議採取「大膽試驗、快速落地、帳戶推廣、監管創新」的總體思路。上海自貿區建設要勇於嘗試，敢於突破，風險防控思路從之前的個案審查轉為總額管理，並建立容錯試錯機制。

關鍵字

上海自貿區 ； 負面清單 ； 金融改革 ； 對外開放

並列摘要

Shanghai Pilot Free Trade Zone, referred to as the Shanghai free trade zone, which was formally established in September,2013. After those operations for more than a year, it has expanded its area, continued to promote its institutional investment, business, finance and other fields of innovation and the establishment of institutional framework and the international trade of convergence, in order to achieve the convenience of trade ,it’s not only to attract foreign investment to set up factories, development of export processing enterprises, but also to allow foreign investors to establish larger commercial enterprises, financial institutions etc. and promote integrated regional economic development. This study would like to know about how Shanghai FTA attracts foreign investment in the financial system and the reform of trade facilitation policy, takes advantage of the channel region, and it doesn’t have to go through customs procedures, and give special preferential tax and regulatory policy, and the financial reform associated with positive and negative effects, and takes the negative list system, understand its implications to establish the background and objectives of the reform, attract foreign investment opportunities and financial reform analysis and discussion its implementation effects, challenges and prospects.

並列關鍵字

Shanghai Free Trade Zone ； Negative list ； Financial reform ； Opening up

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