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研究生: 陳閔翔
Ming-Hsiang Chen
論文名稱: 論Ronald Dworkin法政哲學中的民主觀:建構、爭議與批判
A Study of Ronald Dworkin’s Democratic Thought of Law and Political Philosophy:Construction, Controversy, and Critique
指導教授: 陳文政
Chen, Wen-Cheng
學位類別: 博士
Doctor
系所名稱: 政治學研究所
Graduate Institute of Political Science
論文出版年: 2010
畢業學年度: 98
語文別: 中文
論文頁數: 212
中文關鍵詞: Ronald Dworkin夥伴民主人性尊嚴平等自由主義政治社群憲法法律Jürgen Habermas審議民主
英文關鍵詞: Ronald Dworkin, partnership democracy, human dignity, egalitarian liberalism, political community, Constitution, law, Jürgen Habermas, deliberative democracy
論文種類: 學術論文
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  • 本論文旨在縷析美國當代法學家Ronald Dworkin法政哲學中的民主觀。有
    別於多數民主,Dworkin宣稱民主不只是多數決,更是一項公民以夥伴關係集體參與政治的自治事業。本文將論證夥伴民主融合了Dworkin法政理論中的許多觀念,包括人性尊嚴、倫理個人主義、平等自由主義、政治社群、權利主張、原則論、整全法、以及對憲法的道德解讀等,從而拓展和改觀我們對民主的既定看法。透過更宏觀地尋繹「民主是什麼?」,本文希冀深入闡釋Dworkin的道德、政治及法律概念,對哲學上的重大爭議進行論辯,並且進一步批判反思夥伴民主的立論,以此,來回答法理學古老的命題「法律是什麼?」。
    全文主要有三個部分。首先,在建構詮釋部分,我們依次討論了Dworkin的人性尊嚴倫理學、平等政治哲學與整全法理論中的主要概念,梳釐出Dworkin民主觀的理論基礎、背景圖像與概念關係,進而透過憲政民主與夥伴民主的辯證,證成Dworkin的夥伴民主學說。其次,本文針對Dworkin思想中的個別觀點及其爭議做出辯護,包括:(1)人性尊嚴是客觀而普遍的嗎?(2)自由與平等是相容的嗎?(3)自由主義能形成政治社群嗎?(4)訴諸良善仍可以主張國家中立嗎?(5)法律與道德的關係是什麼?(6)司法審查違反民主精神嗎?(7)憲政主義與民主是衝突的嗎?關於這些價值衝突的調解,顯示了Dworkin多元整體論的融貫立場。最後,則是批判與對話:藉由Jürgen Habermas的審議民主來對夥伴民主進行挑戰。在筆者看來,Dworkin刺蝟型民主觀,強調多元價值能整合在一個整體倫理學架構中,這個理想是高貴的,但欠缺某些民主實踐的元素。換言之,夥伴民主若能補強審議民主的核心論點例如公共領域、公民社會、論辯或溝通原則,將是一個更有吸引力的理論。

    This dissertation attempts to analyze Ronald Dworkin’s democratic thought of law and political philosophy. Instead of the majoritarian democracy, Dworkin claims that a genuine democracy means not only majority rule but also the people govern themselves each as a full partner in a collective political enterprise. I will argue and elucidate that “partnership democracy” comes from many ideas of Dworkin’s political and legal theory such as human dignity, ethical individualism, egalitarian liberalism, political community, rights, principle, law as integrity, moral reading of the constitution and so on. For Dworkin, partnership democracy has expanded the meanings of democracy. In search of “what is democracy?”, the thesis constructed Dworkin’s main conceptions of moral, political, and law, discussed the philosophical controversy, and critically reflected his theory to answer the jurisprudence questions: “what is law?”.
    There are three parts included in my arguments. First, in the constructive interpretation for democracy, I investigate Dworkin’s ethics of human dignity, political philosophy of equality, and law as integrity. They manifest the theoretical grounds, political background and conceptual relations of partnership democracy. By debating on “constitutional democracy” and “partnership democracy”, the thesis justified Dworkinian theory of partnership democracy. Secondly, the thesis defends philosophical controversy below: (1) Is human dignity objectivie and universal? (2) Do liberty and equality conflict? (3) How is liberal community possible? (4) For the
    good life, is it still neutrality of state? (5) What is the relation between law and moral? (6) Is a judicial review undemocratic? (7) Is there any conflict between constitutionalism and democracy? From holism, Dworkin’s coherence arguments deals with the conflict of these values. Finally, based on Jürgen Habermas’ deliberative democracy that criticizes and challenges partnership democracy, I think that Dworkinian “hedgehog” democracy aimed at integrating all values into a whole of ethic framework is noble and ideal, but democracy practice requires more than this. In other words, I argue that if there are public sphere, civil society, discourse or communicative action in partnership democracy, Dworkin’s thought is much more convincible and attractive.

    第一章 緒論.................................................1 第一節 研究背景與目的........................................1 第二節 Dworkin的思想重塑及爭議...............................9 第三節 文獻分析............................................20 第四節 研究架構............................................23 第二章 民主的倫理基礎:人性尊嚴的立論.........................27 第一節 人性尊嚴的客觀性價值..................................28 第二節 人性尊嚴作為共同立基..................................41 第三節 生命倫理、人性尊嚴與憲法生活...........................50 第三章 民主的政治形構:平等理論的開展.........................67 第一節 資源平等的理論推導....................................68 第二節 三位一體:自由、平等與社群.............................81 第三節 平等、寬容與良善生活..................................94 第四章 民主的法理詮釋:法與道德的再連結......................101 第一節 權利與自由主義......................................102 第二節 從原則論到整全法....................................108 第三節 Dworkin 對憲法的道德解讀............................126 第四節 法治的意義與合法性價值...............................133 第五章 民主的憲政實踐:夥伴民主的證成........................141 第一節 多數民主V.S.憲政民主................................142 第二節 兩種批評憲政民主的檢討...............................145 第三節 夥伴民主的三面向與結構...............................151 第六章 民主如何可能?Habermas的批判與對話....................163 第一節 公共領域與公民社會...................................165 第二節 從溝通理論到審議民主.................................170 第三節 民主、溝通與實踐:Habermas的啟示.....................176 第七章 結論 刺蝟的民主觀....................................183 第一節 刺蝟哲學...........................................184 第二節 夥伴民主是可能的嗎?悖論或決斷........................189 第三節 認真對待民主........................................193 參考文獻..................................................199

    一、Dworkin的主要著作
    Dworkin, R. (1978) Taking Rights Seriously. Cambridge: Harvard University Press.
    Dworkin, R. (1985) A Matter of Principle. Oxford: Oxford University Press.
    Dworkin, R. (1986) Law’s Empire. Oxford: Hart Publishing.
    Dworkin, R. (1990) “Equality, Democracy, and Constitution: We the People in Court”Alberta Law Review. 28(2):324-346.
    Dworkin, R. (1991) “On Gaps in the Law” in P. Amselek and N. MacCormick (ed) Controversies About Law’s Ontology. Edinburgh: Edinburgh University Press. pp.84-90.
    Dworkin, R. (1994) Life’s Dominion. New York: Vintage Books.
    Dworkin, R. (1996a) “Objectivity and Truth: You’d Better Believe It” Philosophy and Public Affairs. 25(2):87-139.
    Dworkin, R. (1996b) Freedom’s Law: The Moral Reading of the American Constitution. Oxford: Oxford University Press.
    Dworkin, R. (1998) “The Partnership Conception of Democracy” California Law Review. 86(3):453-458.
    Dworkin, R. (2000) Sovereign Virtue: The Theory and Practice of Equality. Cambridge: Harvard University Press.
    Dworkin, R. (ed) (2002) A Badly Flawed Election: Debating Bush v. Gore, the Supreme Court, and American Democracy. New York: The New Press.
    Dworkin, R. (2006a) Justice in Robes. Cambridge: The Belknap Press of Harvard University Press.
    Dworkin, R. (2006b) Is Democracy Possible Here? Principles for A New Political Debate. Princeton and Oxford: Princeton University Press.
    Dworkin, R. (2008) The Supreme Court Phalanx: The Court’s New Right-Wing Bloc. Random House Inc.
    Dworkin, R. (forthcoming) Justice for Hedgehogs. Unpublished, excerpts about pp.1-49 in http//www.law.nyu.edu/clppt/program2006/readings/RDpaper.pdf

    二、中英文書目
    (一)中文文獻
    王文宇(1996),〈論德沃京的司法判決理論〉,《台大法學論叢》。第25卷第2期。頁31-60。
    王鵬翔(2005),〈論基本權的規範結構〉,《台大法學論叢》。第34 卷第2期。頁1-60。
    王鵬翔(2008),〈法律、融貫性與權威〉,《政治與社會哲學評論》。第24期。頁23-68。
    王寶軍(2002),〈整體的闡釋性構建─德沃金的法律解釋學中的現代主義與後現代主義〉,《當代西方後現代法學》。朱景文編。北京:法律出版社。頁343-361。
    石元康(1991),〈自由主義式的平等:德我肯論權利〉,《正義及其相關問題》。戴華、鄭曉時編。台北:中研院社科所。頁317-342。後收錄於石元康(1995),《當代自由主義理論》。台北:聯經。頁27-56。
    石元康(1995),〈自由與社會統一:德我肯論社群〉,《第四屆美國文學與思想研討會論文選集:哲學篇》。何志青、洪裕宏編。台北:中研院歐美所。頁29-52。
    江宜樺(1998),《自由主義、民族主義與國家認同》。台北:揚智。
    江宜樺(2001),〈當代兩種自由主義之爭〉,《自由民主的理路》。台北:聯經。頁171-204。
    米健譯(2002),《後現代法哲學─告別演講》。Arthur Kaufmann著。台北:元照。
    朱光潛譯(2005),《柏拉圖文藝對話錄》。Plato著。台北:網路與書。
    朱景文(2002),〈當前美國法理學的後現代轉向〉,《當代西方後現代法學》。朱景文編。北京:法律出版社。頁1-18。
    朱景文(2004),《對西方法律傳統的挑戰:美國批判法律研究運動》。桂林:廣西師範大學出版社。
    朱敬一、李念祖(2003),《基本人權》。台北:時報。
    朱敬一、李念祖(2007),〈財產權利分配平等原則的憲法哲思─三種不同的權利理論與憲法釋例〉,《中研院法學期刊》。創刊號。台北:中研院法律所籌備處。頁75-111。
    沈宗靈(2007),《法理學》。台北:五南。
    阮文泉(1993),《德沃金法律建構解釋理論之研究》。台灣大學法律學研究所碩士論文。未出版。
    阮文泉(1997),〈論德沃金建構解釋理論的反實證主義傾向〉,《法理學論叢─紀念楊日然教授》。元照編委會編。台北:元照。頁191-215。
    阮文泉(1998),〈法律與文學─以德沃金教授的論述為中心〉,《法律評論》。第64卷7-9期合刊。頁32-40。
    余桂霖(1996),〈論杜爾金的正義權利理論〉,《復興崗學報》。第58期。頁1-30。
    吳秀瑾(2009),〈德沃金機運平等觀:女性主義批評〉,《政治與社會哲學評論》。第28期。頁89-138。
    吳豐維(2008),〈Dworkin能夠支撐全面性主張嗎?〉,發表於政治大學哲學系主辦「台灣哲學學會2008年度學術研討會:科學、規範與實踐理性」。10月25-26日。
    李心文(2001),《兩位自由主義者對於社群主義批評的回應:羅爾斯與德我肯》。中正大學法律學研究所碩士論文。未出版。
    李忠謙(2006),《法學融貫論之研究─以德沃金的整全法為中心》。台灣大學法律學研究所碩士論文。未出版。
    李柏光、林猛譯(1999),《論民主》。Robert A. Dahl著。台北:聯經。
    李建良(2006),〈人之尊嚴做為憲法基本價值之規範意義〉,發表於中研院人社中心政治思想專題研究中心主辦「憲政基本價值」學術研討會,11 月23-24日。
    李曉峰(2005),《美國當代著名法學家─德沃金法律思想研究》。北京:人民法院出版社。
    李震山(2000),《人性尊嚴與人權保障》。台北:元照。
    邱玉玲譯(1998),《惠特曼⋅草葉集》。台北:格林文化。
    林天河(1995),〈個人與社群之關係:試析柏拉圖《法律篇》〉,《政治社群》。陳秀容、江宜樺編。台北:中研院社科所。頁23-37。
    林火旺(2001),《倫理學》。台北:五南。
    林立(2002),《法學方法論與德沃金》。台北:學林文化。
    林世超(2006),《德沃金法律詮釋理論之研究》。佛光大學哲學研究所碩士論文。未出版。
    林芳丞(2007),《從「平等的關懷與尊重」論司法裁判實踐公平正義之可能性》。政治大學法律學研究所碩士論文。未出版。
    姚朝森譯(2005),《政治性的概念》。Carl Schmitt著。台北:聯經。
    姚朝森(2006),〈人的尊嚴與理性法則─康德人權觀的立論根基〉,發表於中國政治學會主辦「中國政治學會2006年度學術研討會:憲政、民主與人權」。9月17日。
    洪絹閔(2006),《胎兒與懷孕女性生命內在價值的權衡─德沃金與康奈爾的同與異》。政治大學法律學研究所碩士論文。未出版。
    徐振雄(2002a),〈德沃金「權利理論」中有關「墮胎合憲性」之論證及其限制〉,《萬能學報》。第24期。頁215-230。
    徐振雄(2002b),〈德沃金論「道德侵犯非罪化」與「自由主義的政治社群」─ 一個古老的命題:社會可透過刑罰執行道德嗎?〉,《月旦法學雜誌》。第91期。頁107-121。
    秦修明等譯(2000),《民主在美國》。Tocqueville著。台北:貓頭鷹。
    高榮志(2007),《德沃金「唯一正解」之理論與實踐─由「晶晶書庫案」的「猥褻」爭議談起》。台北大學法律學系碩士論文。未出版。
    莊世同(2000),〈Ronald Dworkin與柔性法實證主義〉,《月旦法學雜誌》。第64期。頁54-69。
    莊世同(2001),〈再訪Hart的承認規則〉,《當代基礎法學理論:林文雄教授祝壽論文集》。編委會編。台北:新學林。頁73-109。
    莊世同(2002),〈法律的規範性與法律的接受〉,《政治與社會哲學評論》。創刊號。頁43-84。
    莊世同(2003),〈尋找法律的亞特蘭提斯:《法律帝國》的兩種閱讀〉,《政治與社會哲學評論》。第5期。頁307-316。
    莊世同(2007a),〈合法性與德沃金法理論的道德基礎:初步的考察與省思〉,發表於中正大學哲學系主辦「德沃金的法政哲學」學術研討會。4月27-28日。
    莊世同(2007b),〈描述性法理論是可能的嗎?一個批判性的反省〉,《政治與社會哲學評論》。第21期。頁1-46。
    莊世同(2008),〈合法性與整全性─對德沃金法治觀的審視與反思〉,《2008法律思想與社會變遷》。王鵬翔編。台北:中研院法律所籌備處。頁45-84。
    莊世同(2009),〈民主、人權與人性尊嚴─德沃金的高貴論證〉,《台灣民主季刊》。第6卷第3期,頁209-213。
    陳文政(2006),《世紀憲法判決─布希控高爾案之分析》。台北:五南。
    陳宜中(2007),〈仇恨言論不該受到管制嗎?反思德沃金的反管制論證〉,《政治與社會哲學評論》。第23期。頁47-87。
    陳閔翔(2009a),〈德沃金「人性尊嚴原則」之理論意涵與實踐應用〉,《政治與社會哲學評論》。第29期。台北:巨流。頁195-249。
    陳閔翔(2009b),〈論德沃金的民主理論:一個憲政自由主義的解讀〉,《台灣政治學刊》。第13卷第2期。頁171-223。
    陳閔翔(2010),〈書評:民主是可能的嗎?《人權與民主生活》的微言與大義〉,《思想15:文化研究:游與疑》。台北:聯經。頁197-212。
    陳起行(2001),〈Dworkin法理學、融貫與法資訊系統〉,《政大法學評論》。第65期。頁1-85。
    陳顯武(2005),〈論法學上規則與原則之區分─由非單調邏輯之觀點出發〉,《台大法學論叢》。第34卷第1期。頁1-45。
    許家馨(1999),《法與道德:德沃京對法實證主義分離命題之批判》。政治大學法律學研究所碩士論文。未出版。
    許章潤編(2003),《認真對待人權》。桂林:廣西師範大學出版社。
    許章潤(2004),《法學家的智慧:關於法律的知識品格與人文類型》。北京:清華大學出版社。
    許漢(2007),〈我們最好相信有客觀的道德真理,是嗎?〉,發表於中正大學哲學系主辦「德沃金的法政哲學」學術研討會。4月27-28日。
    郭秋永(2001),《當代三大民主理論》。台北:聯經。
    焦寶乾(2002),〈德沃金的司法自由裁量權理論與中國實踐〉,《法理學論叢》(第3卷)。張文顯、李步云編。北京:法律出版社。頁444-506。
    曾國祥(2001),〈歷史實踐與啟蒙批判:歐克秀之哲學保守主義初探〉,《自由主義》。蔡英文、張福建編。台北:中研院社科所。頁227-260。
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