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研究生: 柳映竹
Liu, Ying-Chu
論文名稱: 聯合國「國家保護責任」(R2P)理念之發展與實踐: 以利比亞及敘利亞為例之分析
Research on the United Nations’ Responsibility to Protect (R2P): The Case Analysis on Libya and Syria
指導教授: 陳文政
Chen, Wen-Cheng
學位類別: 碩士
Master
系所名稱: 政治學研究所
Graduate Institute of Political Science
論文出版年: 2016
畢業學年度: 104
語文別: 中文
論文頁數: 126
中文關鍵詞: 國家保護責任利比亞敘利亞人道干涉
英文關鍵詞: responsibility to protect, Libya, SYria, humanitarian intervention
DOI URL: https://doi.org/10.6345/NTNU202203798
論文種類: 學術論文
相關次數: 點閱:65下載:25
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  • 1990年代冷戰結束後,國際和平與安全的局勢及議題逐漸質變,衝突類型已從昔日國家間戰爭(interstate war),轉變為國內戰爭(civil war)或是內部大規模暴行(internal violence perpetrated on a massive scale)等新型態衝突型式,而伴隨著此衝突型式的轉變與國際法對於人權與人道的注意與重視,國際社會逐漸重視因國內衝突所造成大量傷亡、饑荒、疾病及難民等問題,對於「人道干涉」的需求日益增加,隨著諸多之國際實踐而漸成為國際法上「不干涉原則」之例外。但雖然「人道干涉」在保護人權方面得到諸多肯定及重視,但其合法性仍舊是一爭議性問題,國際社會仍須要一個足以支撐「人道干涉」行動合法性論述的機制。
    2001年「干預與國家主權國際委員會」(International Commission on Intervention and State Sovereignty, ICISS)為解決聯合國對於前述新型態人道危機問題的迫切需求,提出《國家保護責任》(Responsibility to Protect)之概念,在國際社會引起諸多討論及重視,而後,此10餘年間其概念與內涵亦有逐步發展與轉變。本論文首先就「國家保護責任」原則發展前之脈絡背景作介紹,而後就2001年「干預與國家主權國際委員會」提出之《國家保護責任》報告做內容說明,釐清「國家保護責任」之概念定義與內涵,並且就其於國際社會上發展與轉變之情形提出分析與說明。除了學術及法理上之討論外,本文將應用個案研究法與比較分析法,提出利比亞及敘利亞之案例,以研究「國家保護責任」於國際實踐上之運用情形,並嘗試比較與分析此兩案例之差異及對「國家保護責任」於國際實踐上之挑戰與問題,就其未來可能之發展與機遇提出結論與評析。

    With the arrival of the 1990s, and the end of the Cold War, the prevailing complacent assumptions about non-intervention did at last come under challenge as never before. The international quintessential peace and security problems, became not interstate war, but civil war and internal violence perpetrated on a massive scale. With the break-up of various Cold War state structures, and the removal of some superpower constraints, conscience-shocking situations repeatedly arose, above all in the former Yugoslavia and in Africa. The end of the 20th Century marked a change in the nature of armed conflict: large inter-state wars were replaced by violent internal conflicts, where the vast majority of casualties are now civilians. The needs for humanitarian intervention is getting higher, it seems to become the exception of non-intervention principle. There are controversies about the legality of humanitarian intervention, it needs a new framework to support its idea.
    The term Responsibility to Protect was first presented in the report of the International Commission on Intervention and State Sovereignty (ICISS) in December 2001. The Commission had been formed in response to Kofi Annan's question of when the international community must intervene for humanitarian purposes. This research will first review the background of the development of the concept “responsibility to protect”(R2P) and then describe the detail in ICISS report. This research will also review the evolution of the concept since 2001, analysis and compares two cases (Libya and Syria). Finally in the conclusion of this research, the author will disused the controversy, challenges and suggestions of the concept of “responsibility to protect” in the future.

    目錄 第一章 緒論 - 1 - 第一節 研究動機與研究目的 - 1 - 一、研究動機 - 1 - 二、研究目的 - 4 - 第二節 研究方法與論述邏輯 - 6 - 一、研究方法 - 6 - 二、論述邏輯 - 7 - 第三節 文獻回顧與探討 - 9 - 一、「國家保護責任」與「人道干涉」之關係 - 9 - 二、「國家保護責任」之爭點 - 14 - 三、「國家保護責任」作為一種新規範 - 17 - 第四節 名詞釋義與研究限制 - 20 - 一、名詞釋義 - 20 - 二、研究限制 - 22 - 第二章 聯合國「國家保護責任」提出前之案例 - 23 - 第一節 科索沃案例分析 - 23 - 一、科索沃國情概況 - 23 - 二、衝突緣起 - 24 - 三、衝突經過 - 27 - 四、本案意涵 - 29 - 第二節 賴比瑞亞案例分析 - 31 - 一、賴比瑞亞國情概況 - 31 - 二、衝突緣起 - 32 - 三、衝突經過 - 34 - 四、本案意涵 - 36 - 第三節 盧安達案例分析 - 37 - 一、盧安達國情概況 - 37 - 二、衝突緣起 - 38 - 三、衝突經過 - 40 - 四、本案意涵 - 41 - 第三章 聯合國「國家保護責任」理念之發展 - 43 - 第一節 「國家保護責任」基本原則與基礎之提出 - 44 - 一、背景源起 - 44 - 二、《國家保護責任》報告 - 46 - 三、聯合國《世界高峰會成果文件》前之發展 - 53 - 第二節 「國家保護責任」發展之分水嶺 - 58 - 一、《世界高峰會成果文件》之內容 - 58 - 二、國際社會對《世界高峰會議成果文件》之回應 - 61 - 第三節 2005年後「國家保護責任」之最新發展 - 63 - 一、「國家保護責任」理念之發展 - 63 - 二、「國家保護責任」願景的曲折 - 68 - 第四章 「國家保護責任」之國際實踐:利比亞 - 71 - 第一節 衝突緣起與經過 - 71 - 一、利比亞國情概況 - 71 - 二、衝突緣起及經過 - 72 - 第二節 「保護責任」之實踐及爭點 - 74 - 一、「保護責任」之實踐 - 74 - 二、國際爭點 - 79 - 第五章 「國家保護責任」之國際實踐:敘利亞 - 85 - 第一節 衝突緣起與經過 - 85 - 一、敘利亞國情概況 - 85 - 二、衝突緣起與經過 - 86 - 第二節 「保護責任」之實踐與爭點 - 90 - 一、「保護責任」之實踐 - 90 - 二、國際爭點 - 93 - 第三節 利比亞及敘利亞兩案綜合分析 - 96 - 一、利比亞案例與聯合國第1973號決議 - 96 - 二、敘利亞情勢展望 - 100 - 第六章 結論 - 107 - 第一節 研究發現 - 107 - 一、「國家保護責任」在國際法上面臨若干挑戰 - 107 - 二、「國家保護責任」在國際政治上面臨之挑戰 - 108 - 三、「國家保護責任」之機遇 - 109 - 第二節 研究建議 - 111 - 一、釐清行動目標並建立評估監督機制 - 111 - 二、正確詮釋安全理事會決議之授權內容 - 112 - 三、區域組織所扮演之守門員角色 - 112 - 四、國際習慣法之發展 - 112 - 參考文獻 - 113 - 一、中文文獻 - 113 - 二、英文文獻 - 115 - 三、網路資源 - 118 -

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