簡易檢索 / 詳目顯示

研究生: 楊彩汝
Yang, Tsai-Ju
論文名稱: 以專利探勘探討企業開放式創新策略之研究
To Investigate Open Innovation Strategies of Enterprises based on Patent Mining
指導教授: 陳灯能
Chen, Deng-Neng
學位類別: 碩士
Master
系所名稱: 管理學院 - 資訊管理系所
Department of Management Information Systems
畢業學年度: 110
語文別: 中文
論文頁數: 47
中文關鍵詞: 專利探勘開放式創新核心專利企業績效機器學習知識流動
外文關鍵詞: Patent Mining, Open Innovation, Core patent, Firm Performance, Machine learning, Knowledge Flow
DOI URL: http://doi.org/10.6346/NPUST202200021
相關次數: 點閱:49下載:0
分享至:
查詢本校圖書館目錄 查詢臺灣博碩士論文知識加值系統
  • 由於研發成本的增加以及產品從開發到上市的生命週期逐漸縮短,企業意識到內部研發成本過於昂貴及緩慢,因此開始與外部技術夥伴合作,利用開放式創新策略;開放式創新涉及大量知識的流入和流出,而目前全世界皆是以專利來保護個人或企業的智慧財產,且專利蘊涵了大量資訊,包含重要的技術知識和研究成果;透過專利引用資訊追蹤內部和外部企業之間的知識流動,探索企業與合作夥伴及其他技術領域之間的關係,從知識流動的狀況,就能知道其屬於何種開放式創新。
    本研究將使用本研究室所開發之專利成熟度評估模型,獲取企業核心專利,並利用專利引用分析從中萃取專利特徵,以此分析企業開放式創新策略,最後將其結合企業財務指標利用八種機器學習模型來評估企業與開放式創新之間的關係,並利用非線性回歸解釋特徵的重要性。
    最後結果顯示,倒傳遞類神經網路的效果在特定的數據集中,企業開放式創新策略的評估效果最好,且利用非線性回歸,可以通過專利引用網路清楚地知道企業知識流動的重要性。

    Because of increasing R&D costs and shorter product life cycles, enterprises increasingly realise that internal R&D may be prohibitively expensive and too slow. Therefore enterprises start cooperation with external technology partners and utilize open innovation strategies. Open innovation practices involve abundant inbound and outbound flows of knowledge. At present, the whole world uses patents to protect the intellectual property of individuals or enterprises. Patents contain a lot of information, including important technical knowledge and research results. Track the flow of knowledge between internal and external enterprises through patent citation information. And explore the relationship between enterprises and partners about other technical fields.
    This study will use the patent maturity prediction model developed by this laboratory to obtain core patents of the enterprises. In order to analyze the enterprise’s open innovation strategy, we use patent citation analysis to extract patent features from patents. Finally, it is combined with corporate financial indicators to evaluate the relationship between the enterprises and open innovation with eight machine learning models.
    The results from our model that the effect of the Back Propagation Neural Network is in a specific data set, and the evaluation effect of the open innovation strategy of the enterprise is the best. By using XGBRegressor, we can clearly know the importance of the knowledge flow between inside and outside to the enterprise with patent citation network.

    摘要 I
    Abstract III
    謝誌 V
    目錄 VI
    圖目錄 VIII
    表目錄 IX
    第壹章 緒論 1
    第一節 研究背景與動機 1
    第二節 研究目的 5
    第三節 研究流程 6
    第四節 論文架構 7
    第貳章 文獻探討 8
    第一節 專利分析 8
    第二節 核心專利 11
    第三節 開放式創新 12
    第四節 企業財務績效指標 15
    第參章 研究方法 17
    第一節 企業開放式創新策略評估模型 17
    第二節 數據蒐集與預處理 18
    第三節 專利特徵 21
    第四節 企業財務績效指標 22
    第五節 開放式創新策略 23
    第肆章 實驗與結果 24
    第一節 實驗數據 24
    第二節 實驗結果 26
    第伍章 結論 38
    第一節 研究成果 38
    第二節 研究貢獻 38
    第三節 研究限制 39
    參考文獻 41

    1. 孙涛涛、唐小利、李越(2012 )。核心专利的识别方法及其实证研究。图书情报工作, 56(04),80。
    2. Abbas, A., Zhang, L., & Khan, S. U. (2014). A literature review on the state-of-the-art in patent analysis. World Patent Information, 37, 3-13.
    3. Albert, M. B., Avery, D., Narin, F., & McAllister, P. (1991). Direct validation of citation counts as indicators of industrially important patents. Research Policy, 20(3), 251-259.
    4. Azzopardi, L., Vanderbauwhede, W., & Joho, H. (2010, July). Search system requirements of patent analysts. In Proceedings of the 33rd international ACM SIGIR conference on Research and Development in Information Retrieval , 775-776.
    5. Bamford, J. D., Gomes-Casseres, B., & Robinson, M. S. (2003). Mastering alliance strategy: A comprehensive guide to design, management, and organization. John Wiley & Sons.
    6. Bosworth, D., & Rogers, M. (2001). Market value, R&D and intellectual property: an empirical analysis of large Australian firms. Economic Record, 77(239), 323-337.
    7. Breitzman, A. F., & Mogee, M. E. (2002). The many applications of patent analysis. Journal of Information Science, 28(3), 187-205.
    8. Brown, M. G., & Svenson, R. A. (1988). Measuring r&d productivity. Research-Technology Management, 31(4), 11-15.
    9. Campbell, R. S. (1983). Patent trends as a technological forecasting tool. World Patent Information, 5(3), 137-143.
    10. Caviggioli, F., De Marco, A., Scellato, G., & Ughetto, E. (2017). Corporate strategies for technology acquisition: evidence from patent transactions. Management Decision.
    11. Chakrabarti, A. K. (1991). Industry characteristics influencing the technical output: a case of small and medium size firms in the US. R&D Management, 21(2), 139-152.
    12. Chang, K.-C., Chen, D.-Z., & Huang, M.-H. (2012). The relationships between the patent performance and corporation performance. Journal of Informetrics, 6(1), 131-139.
    13. Chen, J., Chen, Y., & Vanhaverbeke, W. (2011). The influence of scope, depth, and orientation of external technology sources on the innovative performance of Chinese firms. Technovation, 31(8), 362-373.
    14. Chen, Y.-L., & Chang, Y.-C. (2012). A three-phase method for patent classification. Information Processing & Management, 48(6), 1017-1030.
    15. Cheng, C. C., & Huizingh, E. K. (2014). When is open innovation beneficial? The role of strategic orientation. Journal of Product Innovation Management, 31(6), 1235-1253.
    16. Chesbrough, H. (2006). Open business models: How to thrive in the new innovation landscape: Harvard Business Press.
    17. Chesbrough, H. W. (2003). Open innovation: The new imperative for creating and profiting from technology: Harvard Business Press.
    18. Cockburn, I. M., & MacGarvie, M. J. (2009). Patents, thickets and the financing of early‐stage firms: evidence from the software industry. Journal of Economics & Management Strategy, 18(3), 729-773.
    19. Comanor, W. S., & Scherer, F. M. (1969). Patent statistics as a measure of technical change. Journal of Political Economy, 77(3), 392-398.
    20. Duysters, G., & Lokshin, B. (2011). Determinants of alliance portfolio complexity and its effect on innovative performance of companies. Journal of Product Innovation Management, 28(4), 570-585.
    21. Ernst, H. (2003). Patent information for strategic technology management. World Patent Information, 25(3), 233-242.
    22. Evangelista, A., Ardito, L., Boccaccio, A., Fiorentino, M., Petruzzelli, A. M., & Uva, A. E. (2020). Unveiling the technological trends of augmented reality: A patent analysis. Computers in Industry, 118, 103221.
    23. Fitzgerald, T., Balsmeier, B., Fleming, L., & Manso, G. (2021). Innovation search strategy and predictable returns. Management Science, 67(2), 1109-1137.
    24. Fujii, A., Utiyama, M., Yamamoto, M., & Utsuro, T. (2009). Evaluating effects of machine translation accuracy on cross-lingual patent retrieval. Paper presented at the Proceedings of the 32nd international ACM SIGIR conference on Research and development in information retrieval.
    25. Gómez, J., Salazar, I., & Vargas, P. (2016). Sources of information as determinants of product and process innovation. PloS one, 11(4), e0152743.
    26. Gassmann, O., & Enkel, E. (2004). Towards a theory of open innovation: three core process archetypes.
    27. Grimaldi, M., & Cricelli, L. (2020). Indexes of patent value: a systematic literature review and classification. Knowledge Management Research & Practice, 18(2), 214-233.
    28. Harhoff, D., Narin, F., Scherer, F. M., & Vopel, K. (1999). Citation frequency and the value of patented inventions. Review of Economics and Statistics, 81(3), 511-515.
    29. Harhoff, D., Scherer, F. M., & Vopel, K. (2003). Citations, family size, opposition and the value of patent rights. Research Policy, 32(8), 1343-1363.
    30. Hasan, M. A., Spangler, W. S., Griffin, T., & Alba, A. (2009). Coa: Finding novel patents through text analysis. Paper presented at the Proceedings of the 15th ACM SIGKDD international conference on Knowledge discovery and data mining.
    31. Hermundsdottir, F., & Aspelund, A. (2021). Sustainability innovations and firm competitiveness: A review. Journal of Cleaner Production, 280, 124715.
    32. Hu, P., Huang, M., Xu, P., Li, W., Usadi, A. K., & Zhu, X. (2012). Finding nuggets in ip portfolios: core patent mining through textual temporal analysis. Paper presented at the Proceedings of the 21st ACM international conference on Information and knowledge management.
    33. Huang, M.-H., Chiang, L.-Y., & Chen, D.-Z. (2003). Constructing a patent citation map using bibliographic coupling: A study of Taiwan's high-tech companies. Scientometrics, 58(3), 489-506.
    34. Jeon, J., Lee, C., & Park, Y. (2011a). How to use patent information to search potential technology partners in open innovation.
    35. Jeon, J., Lee, H., & Park, Y. (2011b). Implementing technology roadmapping with supplier selection for semiconductor manufacturing companies. Technology Analysis & Strategic Management, 23(8), 899-918.
    36. Jung, S. (2003). Importance of using patent information. WIPO—Most intermediate training course on practical intellectual property issues in business, organized by the World Intellectual Property Organization (WIPO), Geneva, 10-14.
    37. Kasravi, K., & Risov, M. (2007). Patent Mining-Discover y of Business Value from Patent Repositor ies. Paper presented at the 2007 40th Annual Hawaii International Conference on System Sciences (HICSS'07).
    38. Liang, Y., & Tan, R. (2007). A text-mining-based patent analysis in product innovative process. Trends in Computer Aided Innovation, 89-96.
    39. Lin, B.-W., Chen, W.-C., & Chu, P.-Y. (2015). Mergers and acquisitions strategies for industry leaders, challengers, and niche players: Interaction effects of technology positioning and industrial environment. IEEE Transactions on Engineering Management, 62(1), 80-88.
    40. Milton, S. (1986). A sample size formula for multiple regression studies. Public Opinion Quarterly, 50(1), 112-118.
    41. Mogee, M. E. (1991). Using patent data for technology analysis and planning. Research-Technology Management, 34(4), 43-49.
    42. No, H. J., & Park, Y. (2010). Trajectory patterns of technology fusion: Trend analysis and taxonomical grouping in nanobiotechnology. Technological Forecasting and Social Change, 77(1), 63-75.
    43. Petersen, M. A., & Schoeman, I. (2008). Modeling of banking profit via return-on-assets and return-on-equity. Paper presented at the Proceedings of the World Congress on Engineering.
    44. Podolny, J. M., Stuart, T. E., & Hannan, M. T. (1996). Networks, knowledge, and niches: Competition in the worldwide semiconductor industry, 1984-1991. American journal of sociology, 102(3), 659-689.
    45. Schettino, F., Sterlacchini, A., & Venturini, F. (2013). Inventive productivity and patent quality: Evidence from Italian inventors. Journal of Policy Modeling, 35(6), 1043-1056.
    46. Simmons, E. S. (2009). “Black sheep” in the patent family. World Patent Information, 31(1), 11-18.
    47. Stolpe, M. (2002). Determinants of knowledge diffusion as evidenced in patent data: the case of liquid crystal display technology. Research Policy, 31(7), 1181-1198.
    48. Stuart, T. E., & Podolny, J. M. (1996). Local search and the evolution of technological capabilities. Strategic Management Journal, 17(S1), 21-38.
    49. Suh, Y., & Jeon, J. (2019). Monitoring patterns of open innovation using the patent-based brokerage analysis. Technological Forecasting and Social Change, 146, 595-605.
    50. Teece, D. J. (1986). Profiting from technological innovation: Implications for integration, collaboration, licensing and public policy. Research Policy, 15(6), 285-305.
    51. Teece, D. J., Pisano, G., & Shuen, A. (1997). Dynamic capabilities and strategic management. Strategic Management Journal, 18(7), 509-533.
    52. Trajtenberg, M. (1990). A penny for your quotes: patent citations and the value of innovations. The Rand Journal of Economics, 172-187.
    53. Trappey, A. J., Trappey, C. V., Govindarajan, U. H., & Sun, J. J. (2019). Patent value analysis using deep learning models—the case of iot technology mining for the manufacturing industry. IEEE Transactions on Engineering Management.
    54. Tseng, Y.-H., Lin, C.-J., & Lin, Y.-I. (2007). Text mining techniques for patent analysis. Information Processing & Management, 43(5), 1216-1247.
    55. Wang, Y., Vanhaverbeke, W., & Roijakkers, N. (2012). Exploring the impact of open innovation on national systems of innovation—A theoretical analysis. Technological Forecasting and Social Change, 79(3), 419-428.
    56. West, J., & Gallagher, S. (2006). Challenges of open innovation: the paradox of firm investment in open‐source software. R&D Management, 36(3), 319-331.
    57. Zhang, L., Li, L., & Li, T. (2015). Patent mining: a survey. ACM Sigkdd Explorations Newsletter, 16(2), 1-19.
    58. Zhang, X., Fang, S., Tang, C., Xiao, G.-h., Hu, Z.-y., & Gao, L. (2009). Study on indicator system for core patent documents evaluation. Paper presented at the Proceedings of ISSI.
    59. Zhao, T., Zhu, X., & Sun, M. (2020). Nano-luminescent material: research hotspots, core patents, and major patentee mining based on social network analysis. Journal of Nanoparticle Research, 22(8), 1-19.

    無法下載圖示 校外公開
    2027/01/19
    QR CODE