上海推動成為國際金融中心的可行性研究

The research of Feasibility about Shanghai to promote becoming an International Financial Center

陳科銓(Ko-Chuan Chen)

指導教授 ： 李志強

淡江大學/國際研究學院/中國大陸研究所碩士班/碩士(2011年)

https://doi.org/10.6846/TKU.2011.00553

摘要

隨著世界的經濟重心正逐漸移往亞洲，中國大陸的經濟成長在近十年也越來越快速，使得中國需要一個國際金融中心來與世界的經濟與貿易做連結，並支持中國的經濟發展，而金融活動是經濟成長中，相當重要的一個因素，透過投資與儲蓄可以支援經濟發展，提高資本的運用效率，但是中國的金融交易制度尚未健全，金融機構與市場不夠多樣化，金融人才缺少，金融監理機構不具效率，使得中國經濟發展受到限制，因此，推動上海成為國際金融中心，可以給予中國經濟發展與轉型的機會，藉此提升中國金融市場的水準。

　　上海非常積極推動成為國際金融中心，中國大陸政府也給予政策上的支持，可是中國大陸目前的金融環境仍然相當不成熟，並無法造就國際金融中心的產生，因此中國大陸政府透過發展上海國際金融中心，建設中國大陸金融市場，使其愈趨完整與開放，使上海先成為區域性的金融中心，再逐步成為全球性的金融中心。

　　本研究從背景、政策、措施、成效方面來探討上海推動成為國際金融中心的各項主觀因素與客觀因素，並對於上海推動成為國際金融中心進行SWOT 分析，期盼能達成以下研究目的：
一、 探討國際金融中心的形成概念與國際金融中心理論。
二、 探討上海推動成為國際金融中心的相關背景、政策、措施與成效。
三、 分析上海國際金融中心本身優勢、劣勢、機會與威脅，並加以跟各大國際金融中心比較，探討上海推動成為國際金融中心在未來的定位及發展。
四、 探討上海在面對許多城市的競爭中晉身成為國際金融中心的可能性與時間。

　　本研究有以下三點結論：
一、上海要推動成為國際金融中心，最重要在於資本帳開放，其次是中國大陸的政策作為，必須逐漸解除經濟與金融上的管制，使上海具備資金、人才的自由流通，才具有國際金融中心的發展條件。
二、上海在推動成為國際金融中心的優勢主要來自於中國經濟的成長快速、中國的內需市場廣大、進出口貿易需求強烈；而劣勢方面則在於政府管制、金融人才不足、法律監管體系不健全、資本帳尚未完全開放；機會則是亞洲經濟的崛起，但是也同時面對著香港、北京及其他亞洲城市的威脅與競爭。
三、上海在短期內仍然不具備有成為國際金融中心的條件，而長期來看，雖然上海有可能會成為國際金融中心，但是仍然需要視中國大陸政府的政策開放程度。

關鍵字

上海 ； 國際金融中心 ； 金融

並列摘要

As the world's economic center is gradually moved to Asia, China's economic growth more rapidly in last ten year, China needs an international financial center to link the economic and trade with world and support China's economic development, the financial activities is a important factor of the economic growth, through investment and saving can support economic development and increase the efficiency of use capital, but China's financial transaction system are not mature, financial institutions and market are not diversification, lack of financial professionals, financial supervisory agencies are not efficient, those factor to limited China's economic development. Therefore, Shanghai to promote as an international financial center, can be accelerate the construction of China's financial environment, given opportunities to China's economic development and transformation and to improve the level of China's financial market.

　　Shanghai is actively to promoting an international financial center, China government have many policy to support Shanghai, but the current financial environment in China is still quite immature, and cannot produce an international financial center, therefore, China Government want through development of Shanghai international financial center to building the financial markets in China, let it is getting full and open, to promote Shanghai as a regional financial center, and gradually become a global financial center.

　　This study will discussion from the background, policies, measures and effectiveness of Shanghai to promote an international financial center in the subjective and objective factors, and to analysis SWOT of Shanghai to promote as an international financial center, to look forward to achieve the following research purposes
1. Discussion the concept of an international financial center formation and the theory.
2. Discussion the he background, policies, measures and effectiveness of Shanghai as an international financial center.
3. Analysis the strengths, weaknesses, opportunities and threats of Shanghai international financial center and to compared with the other major international financial centers, discussion the positioning and development of Shanghai as an international center in future.
4. Discussion the Shanghai to face the competition in many cities and when the possibility of Shanghai as an international centers.

　　There are three conclusions from this research:
1. The most important to promote Shanghai as an international financial center is that opening capital account, followed by China's policy as to be gradually lifted the control on the economic and financial, to make the development conditions of Shanghai international financial center need have free flow in people and funds.
2. Shanghai to promoting an international financial center mainly advantages is the rapid growth of Chinese economy, China's domestic market is vast, strong demand for imports and exports; and weaknesses is government control, lack of financial personnel, legal and regulatory system is not perfect, not fully open capital account; opportunity is the rise of Asian economies, but also to face the threats and competition of Hong Kong, Beijing and other Asian cities.
3. Shanghai in the short term still do not have any conditions has become an international financial center, in the long term, although Shanghai will may become an international financial center, but it is depend on how degree of openness in China Government's policy.

並列關鍵字

Shanghai ； International Financial Center ； Finance

參考文獻

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