兩岸銀行業防制洗錢之可疑交易申報比較評析

魏武群

doi:10.6985/TBFQ.201103.0105

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P105 - 132

Social Sciences > Economics
Social Sciences > Finance & Accounting

DOI： 10.6985/TBFQ

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兩岸銀行業防制洗錢之可疑交易申報比較評析

Suspicious Transaction Reporting System Comparison between Cross-Strait and Banking Sectors

魏武群(Wu-Chun Wei)

台灣金融財務季刊； 12卷1期 (2011 / 03 / 01) ， P105 - 132

繁體中文 DOI： 10.6985/TBFQ.201103.0105

洗錢；可疑交易；認識客戶；金融情報中心； money laundering ； suspicious transaction ； know your customer ； financial intelligence unit

Abstract │ Reference (17) │ Times Cited (1) │ Altmetrics

Abstract 〈TOP〉

Parallel Abstract 〈TOP〉

Taiwan passed the legislation of Money Laundering Control Act in 1996 and the practical operation of the Act is fruitful in the past 13 years, but during the two mutual evaluations on AML/CFT separately conducted by Asia/Pacific Group on Money Laundering in 2001 and 2007, the two mutual evaluation teams have raised improving recommendations regarding to the significant currency transaction reporting system and freezing, seizure and disposal prohibition mechanism of proceeds of crime.
The Anti-Money Laundering Law in Mainland China came into force in January 2007, and it has already demonstrated preliminary fruit under the active supervision and planning of the People's Bank of China. The Anti-money laundering supervision is the authority of the Bank and the China Anti-Money Laundering Monitoring & Analysis Center is in charge of collecting, integrating, storing Currency Transaction Reports and Suspicious Transaction Reports, and studying, analyzing, disseminating anti-money laundering information to related law enforcement agencies for further investigation. The CAMLMAC is also in charge of communication and cooperation with foreign counterparts.
The relationship between the both sides of Taiwan Strait is becoming closer day by day. The financial supervisory authorities of both sides permit financial institutions to set up branches or offices each other. It's meaningful in history. For preventing money launderers to use financial institutions as channel to launder money, it's necessary to establish functional money laundering prevention mechanism. The purpose of anti-money laundering is to eradicate related serious crimes through the suspicious transaction reporting system which implies the customer due diligence system. Though, how to fulfill know your customer system and promote the quantity and quality of suspicious transaction reports are the final goals of efforts on money laundering prevention.

Reference ( 17 ) 〈TOP〉

USA Government Accountability Officer (2009)，Gao: Bank Secrecy Act.
中華民國銀行公會（2009），「銀行防制洗錢注意事項範本」，行政院金融監督管理委員會98 年10月9 日金管銀法字第09800415730 號函准予備查。
Financial Service Centers of America(2007).,USA Financial Service Centers of America, inc..
International Monetary Fund(2004).Financial Intelligence Unit: An Overview.International Monetary Fund Legal Dept..
中國人民銀行反洗錢局(2010)。2009 年中國反洗錢報告。中國金融出版社。

Times Cited ( 1 ) 〈TOP〉

詹德恩(2016)。失能的犯罪防制機制―檢視洗錢防制法第8 條。法令月刊，67(9)，98-124。

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